Departments
- Trading
- Data Management
- Asset Servicing
- Clearing & Settlement
- Standards & Protocols
- Technology & IT Architecture
- Compliance & Regulation
Newsletter Signup
Web Seminars
There are no upcoming web seminars at this time. Check back soon.
- Web Seminar Library
- Preparing For The New Cost Basis Reporting Law
- Thank you for registering to view 'Preparing For The New Cost Basis Reporting Law' If you are... More
- Web Seminar Library
Resource Center
Reader Services
Sign-up today and take advantage of member-only content – the kind of timely, cutting edge industry insight that only Securities Industry News can deliver.
FREE site registration entitles you to:
Exclusive Online Only Content
Newsletters and Alerts
Industry White Papers
Online Seminars...and Much More!
Breaking News
Counterparty Risk a Growing Concern for Hedge Funds
January 7, 2009 - Managing counterparty risk has become a critical component of hedge fund operations, say Pershing and Aite Group.
Merge Finra and SEC’s Adviser-Oversight Arm, Says TowerGroup
January 6, 2009 - The SEC’s investment adviser regulatory functions could be rolled into the Financial Industry Regulatory Authority.
Finra Fines E-Trade $1 Million for Inadequate AML Program
January 5, 2009 - The Financial Industry Regulatory Authority has charged E-Trade with failing to have adequate anti-money-laundering policies and procedures.
Celent: Hedge Funds Putting New Technology Spending On Hold
January 5, 2009 - Hedge fund spending on information technology will fall 20.5 percent this year, according to research firm Celent.
JP Morgan Installs New Corporate Actions System
January 2, 2009 - JP Morgan Chase has deployed a corporate actions announcement capture platform from Information Mosaic.
Morningstar Purchases Market Data Vendor
December 18, 2008 - Research firm Morningstar has acquired Tenfore Systems, a privately owned provider of market data feeds and technology.
SEC Mandates XBRL Filing for Public Companies, Mutual Funds
December 18, 2008 - The Securities and Exchange Commission is requiring that all public corporations and mutual fund companies submit their reports in XBRL.
Cuttone Offering Hosted Platform for Multi-Prime Model
December 15, 2008 - Cuttone & Co. has introduced a hosted trading platform for hedge funds that maintain relationships with more than one prime brokerage.
Goldschmid Calls for ‘Dramatic Rethinking’ of SEC
December 15, 2008 - Former Securities and Exchange Commission member Harvey Goldschmid is calling for major changes at the agency.
Threshold Lists Shrink, But Stock Volatility Remains
December 10, 2008 - Threshold securities lists have shriveled under the SEC's short selling restrictions, but volatility is still a problem.
Russell Publishes Revised T Standard
December 10, 2008 - Russell Investment has issued an enhanced version of its T Standard metric for transition manager performance.
BlueCrest Taps StreamBase, Vertica for Market Data Infrastructure
December 9, 2008 - London hedge fund BlueCrest has deployed technology from StreamBase and Vertica.
DTCC Permits Processing of Mutual Funds Within SMAs
December 9, 2008 - Depository Trust & Clearing Corp. is allowing investment managers who oversee separately managed account programs to access Fund-Serv.
Pivot Names Forex Veteran CEO, Upgrades Collaboration Platform
December 8, 2008 - Pivot, a provider of trading tools based on instant messaging technology, has appointed former Hotspot FX head John Eley as CEO.
ITG Offers CSA Program in Asia as Best-Execution Practices Spread
December 4, 2008 - Investment Technology Group is extending its commission sharing arrangement program to the Asia-Pacific region.
